NASD Series 9 - General Securities Sales Supervisor Options Module
This exam is administered by the National Association of Securities Dealers (NASD). This exam is appropriate for individuals who will be required to register as principals for supervision of sales activities in corporate, municipal and options securities, investment company products, variable contracts and direct participation programs. This includes branch office managers, & regional and national sales managers.
We are partners of the Securities Institute. Click "more info" to purchase prep materials for the Series 9 Exams.
Available Products
Series 9 Textbook - (Pub. 2007)
Series 9 Exam Prep Software - 100s of Questions!
Series 9 Online - coming soon
Software/Book Bundles
Series 9 Text Book Plus Exam Prep Software
Specially Priced Package for Learning and Exam Preparation
Includes:
The Comprehensive Series 9 Textbook
The Series 9 Exam Prep Software!
Series 9 and 10 Complete Package -
Without Question, our Best Buy!
Includes:
-
The Comprehensive Series 9 Textbook
-
The Series 9 Exam Prep Software!
-
The Comprehensive Series 10 Textbook
-
The Series 10 Exam Prep Software!
Time Limit: |
1 hours and 30 minutes |
Number of Questions: |
55 |
Passing Score: |
70% |
Format: |
Multiple Choice |
Enrollment Fee: |
$75 US. Note that this is the examination enrollment fee ONLY--other fees may also apply. Please visit the NASD Registration/Exam Fee Schedule for more information. |
Prerequisites: |
You must have passed the Series 7 Exam already. |
Corequisites: |
N/A |
Exam Date(s): |
Any weekday |
Exam Locations: |
Find your U.S. or international exam center here |
Official Exam Website: |
