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NASD Series 65 - Uniform Investment Advisor Law Exam

The Uniform Investment Adviser Law Examination is developed by NASAA, The North American Securities Administrators Association. The Series 65 exam is designed to qualify candidates as investment adviser representative .

 

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Uniform Investment Advisor Law Exam

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Series 65 Textbook - (Pub. 2006, 358 new pages)

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Series 65 Exam Prep Software - 850 Questions!

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Series 65 Online - 24 x 7, for 1 full year

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Text Book Plus Exam Prep Software

Specially Priced Package for Learning and Exam Preparation

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  • The Comprehensive Series 65 Textbook

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Series 65 Exam Information
     
Time Limit:
3 Hours
Number of Questions:
130 questions, plus 10 pretest questions.
Passing Score:
68.5%
Format:
Multiple Choice
Enrollment Fee:
$120 US. Note that this is the examination enrollment fee ONLY--other fees may also apply. Please visit the NASD Registration/Exam Fee Schedule for more information.
Prerequisites:
There are no prerequisites for registration. If registering as an individual, you must complete Form U-10. Otherwise the individual's firm should file an electronic form U-4.
Corequisites:
N/A
Exam Date(s):
Any weekday
Exam Locations:
Find your U.S. or international exam center here
Official Exam Website:
 
       

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